Policy process theories have long provided scholars with conceptual tools for explaining how policy change occurs or stalls, and how actors, ideas, interests, and institutions interact over time. In celebration of being a sponsor of the Conference on Policy Process Research, we present this Virtual Issue featuring seven articles recently published in Policy & Politics that engage directly with leading policy process frameworks. Read on to see the latest from the Narrative Policy Framework, the Advocacy Coalition Framework, and the Multiple Streams Framework, alongside critical perspectives on policy implementation. Read together, these contributions show how policy process theories are continuously refined through empirical testing, conceptual development, and application across diverse political and institutional contexts.
This quarter’s highlights collection showcases 3 recent articles on policy process theories that make important contributions to this area of policy research and theory development.
In our first article, ‘Organisation, information processing, and policy change in US federal bureaucracies , authors Samuel Workman et al examine policy change in the US federal bureaucracy. They build on Punctuated Equilibrium Theory’s premise that institutional friction and limited attention are prime influences on policy change, and they introduce a new approach for measuring and modelling these dynamics. This new approach incorporates the centralisation of information, decision-making, and the complexity of the policy, into the architecture of different organisations. Specifically, it measures how different sized organisations delegate federally regulated agenda items across the US federal bureaucracy from 2008-2016.
Their findings suggest that larger bureaucracies may handle change and problem definitions more easily than smaller organisations. These bureaucracies are not forced to shift attention to each new problem. This is because being part of a department provides more capacity to handle various problems as they emerge onto the agenda. Additionally, the division of attention within these structures allows for a broader range of strengths and expertise to tackle problems better. These findings challenge the typical view that smaller, nimble organisations manage change better.
Our second article, by Johanna Kuenzler and co-authors, considers how the Narrative Policy Framework (NPF) helps in understanding how policy narratives impact public policy processes. It offers a systematic analysis of the historical development of NPF research, examining the use of the NPF’s theoretical elements over five time periods. The article provides insight into the foundation of NPF, highlighting the influence of positivist and interpretivist approaches throughout its development.
Figure: Number of published articles according to historical stages of the development of the NPF
As illustrated in the figure above, the article highlights the unique contributions of key NPF publications across each of the time periods of its development. The findings indicate a consistent focus on the core theoretical components and methodological innovations, demonstrating the framework’s robustness.
Finally, the article suggests avenues to further develop the framework, drawing from past lessons such as the introduction of the beneficiary character, and proposes further investigation of character and narrative dynamics. It also encourages additional work to bridge positivist and interpretive approaches and outlines the strengths of each. In summary, the article is a welcome contribution and has much to offer to both those who are fluent and new to the NPF.
For decades, the authors explain, public policy researchers have tried to answer this question by using the policy theory called the Multiple Streams Framework (MSF) which was originally developed to understand policymaking in the USA. Taking an overview of 178 studies that use the MSF to analyse policymaking and implementation in China, the authors found that scholars have increasingly used the MSF to examine how policies are made and implemented in China, as illustrated in the figure below.
Figure: China-focused MSF articles (N = 178) published per year.
Since the appearance of the first article that used the MSF to analyse policymaking in China (Zhou & Yan, 2005), almost two hundred journal articles have used the framework to identify the driving forces behind policymaking and policy implementation (or the lack thereof) in China. Based on the authors’ analysis of these studies, they offer important guiding principles for those who would like to use the MSF to analyse policy processes in China.
To conclude, the article identifies a range of under-examined areas for future policy research, such as banking, finance, energy, and health. In addition, more comparative studies are needed that help identify how policy processes in China are different from that in other political systems. The authors hope this article will help to inspire more studies that use the multiple streams framework to deepen our understanding of policymaking and implementation in China.
We hope you’ve enjoyed this quarter’s collection of articles focusing on a range of perspectives on different policy process theories. We wish you a relaxing break and look forward to bringing you more of the latest research from Policy & Politics in 2025!
You can read the original research in Policy & Politics at:
Kuenzler, J., Stauffer, B., Schlaufer, C., Song, G., Smith-Walter, A., & Jones, M. D. (2024). A systematic review of the Narrative Policy Framework: a future research agenda. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000046
van den Dool, A., & Qiu, T. (2024). Policy processes in China: a systematic review of the multiple streams framework. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000038
Workman, S., Robinson, S. E., & Bark, T. (2024). Organisation, information processing, and policy change in US federal bureaucracies. Policy & Politics, 52(2), 278-297 https://doi.org/10.1332/03055736Y2023D000000013
by Annemieke van den Dool & Tianlei Qiu, Duke Kunshan University
Why do policymakers address some societal issues but not others?
For decades, public policy researchers have tried to answer this question by using the so-called multiple streams framework (MSF). This framework was originally developed to understand policymaking in the USA.
In our recent Policy & Politics article, we provide an overview of 178 studies that use the MSF to analyse policymaking and implementation in China.
We found that scholars increasingly use this framework to examine how policies are made and implemented in China, which is illustrated by the Figure below.
Figure 1: China-focused MSF articles (N = 178) published per year.
The first article that used the MSF to analyse policymaking in China was written by Chao Zhou & Xueyong Yan and published in 2005. They used the framework to identify the driving forces behind China’s State Council’s abolishment of the Custody and Repatriation Measures in 2003, following the domestically well-known case of Sun Zhigang, a migrant worker who was beaten to death after being arrested for failure to show his ID. In their 2005 article, Zhou and Yan show that the Custody and Repatriation Measures had been criticised by academics and some government officials for several years. Yet, it was not until the death of Sun Zhigang that the measures were finally abolished. Important factors that contributed to the abolishment was sustained news attention about Sun Zhigang’s death, which was amplified through online platforms. In addition, law students and legal scholars filed multiple petitions to request an assessment of the extent to which the Custody and Repatriation Measures were consistent with the Constitution.
Browsing through the latest April 2016 issue of Policy & Politics, I was ‘inspired’ to review the article entitled ‘Participatory policy making under authoritarianism: the pathways of local budgetary reform in the People’s Republic of China’ by Xiaojun Yan and Ge Xin. Their research touches an interesting innovation in China’s public sector that aims to engage citizens in local budgetary decisions. The fundamental dilemma, as the authors clarify, is the enthusiasm of an authoritarian system in civic participation. Why do local governments of China adopt reforms to empower citizens? To what extent have these kinds of reforms empowered citizens? What is the potential for these kinds of reforms to be expanded and upgraded? These are all critical questions to understand China’s evolving political system. Usually the corporatist strategy, namely the state’s authoritative recognition of an organization as the legal and sole representative of certain sectoral interests, has been adopted to explain Chinese governments’ policy toward external forces, for example the rising economic and social elites (for example, Truex, 2014) and the rising new social organizations (for example, Jing and Gong, 2012). So are there differences in engaging ordinary citizens? Keep in mind that the Communist Party of China(CPC) never lacked citizen engagement in its history. Even after the civil war and the establishment of People’s Republic of China, the CPC frequently used mass movements to engage citizens for multiple political and policy purposes. Continue reading →
By Yijia Jing, Policy & Politics Editorial Advisory Board member, Fudan University, Shanghai
Policy & Politics Journal Blog 