Virtual Issue on the latest policy process theory research from Policy & Politics

By Sarah Brown and Elizabeth Koebele

Welcome to our first virtual issue of 2023 featuring the latest policy process theory research published in Policy & Politics. This issue features three recently published articles that apply and develop different policy process theories across a range policy contexts.

Our first article, Advocacy Coalitions, Power and Policy Change by Tim Heinmiller, critiques a core principle of the Advocacy Coalition Framework (ACF) – that major policy change will not occur as long as the advocacy coalition that instated the policy remains “in power” in a jurisdiction. Firstly, Heinmiller explores what it means for a status quo advocacy coalition to be in power in a jurisdiction, especially as it relates to the ACF’s theory of policy change. After critically examining how this concept has been used in existing ACF scholarship, the author proposes a standard operationalization of being in power, drawing on the veto players literature, which he then illustrates using a case study of Canadian firearms policy. His conclusion demonstrates how the proposed operationalization is an improvement on existing practices that advances the theory around and measurement of policy change in the ACF.

Our second article, by Jonathan Pierce, is entitled Emotions and the policy process: enthusiasm, anger and fear. It explores the question: do existing theories and frameworks of public policy explain the influence of emotions on policy making processes? His conclusion, unfortunately, is no, signalling a major potential gap in the policy process literature. Pierce argues that commonly employed dimensional approaches to analysing emotions (e.g. positive and negative effect) are of limited use. Instead, he advocates for a constructivist theory of emotion, which proposes that emotions are constructed out of language and concepts to make meaning out of affect. He concludes that this method of analysis can be integrated to great benefit in theories of the policy process in order to better understand how policy actors think and behave.

Our final article, by Sebastian Sewerin, Benjamin Cashore and Michael Howlett, is entitled New pathways to paradigm change in public policy: Combining insights from policy design, mix and feedback. The authors argue that policy science scholarship is better at explaining policy change in retrospect, rather than formulating forward-looking recommendations about how to achieve major or paradigmatic change. Potentially even worse, existing scholarship emphasizes the importance of external shocks in initiating major policy change, which doesn’t augur well for tackling the major problems of our time such as climate change. In their article, the authors identify two conceptual and theoretical gaps that might limit how policy scholars think about major or paradigmatic change: 1) a lack of shared understanding of what ‘policy change’ is, and 2) a focus on (changing) policies in isolation rather than on policies as part of complex policy mixes. Against this background, they argue that combining insights from policy design, policy mix and policy feedback literature allows us to identify other pathways towards initiating and achieving policy change.

We hope you’ve enjoyed this virtual issue featuring our latest research on policy process theories. We always welcome new work in this area so please consider submitting your next article to us if this is of interest to you.

Articles featured:

Heinmiller (2023): Advocacy Coalitions, Power and Policy Change

Pierce (2021): Emotions and the policy process: enthusiasm, anger and fear

Sewerin et al (2022): New pathways to paradigm change in public policy: Combining insights from policy design, mix and feedback

Learning in a crisis? Types of policy learning, policy change, and emergency food assistance in the COVID-19 pandemic

Simone Busetti and Maria Stella Righettini

The COVID-19 pandemic triggered a major social crisis, putting people out of work and unable to satisfy primary needs such as affording food. In response, Italy experimented with a programme of emergency food stamps funded by the national government and delivered by municipalities—a form of assistance never experimented with before in the country. Programme implementation followed the peaks of the pandemic waves; it started with the first lockdown in March 2020, was terminated in the summer when COVID-19 cases approached zero, but was restarted in late autumn when the pandemic struck back. The repetition of the programme over a short time and with the same budget offers a unique opportunity to investigate inter-crisis learning, i.e. if and how lessons from the first wave of implementation contributed to reforms in the second delivery. Did administrations learn from the first food stamp delivery and redesign the second round accordingly? These research questions underpin our recent article published in Policy & Politics entitled Policy Learning in a crisis: Lessons learned from the Italian Food Stamp Programme.

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How does policy learning take place across a multilevel governance architecture during crises?

Bishoy L. Zaki, Ellen Wayenberg

Policy learning and crises

Over recent years and with a rising number of crises and complex policy issues, policymakers are increasingly engaging in systematic and continuous policy learning. These policy learning processes aim at reaching better understandings of policy issues and their contexts. One of the aims of this learning is to develop better ways of solving societal challenges (through forms of technical learning) or consolidating and cultivating political power (through political learning). In other words, policymakers face problems that are difficult to solve, so they seek out knowledge and information from different sources in order to learn how to effectively solve these problems.

With its longstanding tradition, policy learning research has illuminated several aspects, mainly focused on explaining how policy actors learn, what lessons they come out with, and the role that learning processes play in policymaking. During crises, policy learning can contribute to effective crisis responses. However, it can also cause confusion or induce policy failure.

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Advocacy Strategies of Industry and Environmental Interest Groups in Oil and Gas Policy Debates

Jennifer A. Kagan, University of Hawaiʻi at Mānoa, United States; Kristin L. Olofsson, Oklahoma State University, United States

Our recent article, published in Policy & Politics, aims to deepen our understanding of how industry and environmental groups perceive their advocacy strategies and effectiveness.  The study context is oil and gas policy conflicts in Colorado State in the US, and data derive from two saves of a survey (administered in 2015 and 2017) of individuals involved in these conflicts.  This study focuses specifically on individuals from industry groups – such as oil and gas companies or professional associations – and environmental groups, such as environmental nonprofits.   

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Challenging the insider outsider approach to advocacy: how collaboration networks and belief similarities shape strategy choices

By Paul Wagner, Edinburgh Napier University, Petr Ocelík, Masaryk University, Antti Gronow, Helsinki University, Tuomas Ylä-Anttila, Helsinki University, Florence Metz, University of Twente

Policymaking is a complex process that involves a variety of stakeholders and interest groups that cooperate and compete to influence decisions made to solve societal problems. Since many such decisions redistribute money and other resources, participating policy actors use various advocacy strategies to influence these processes. Anti-gun control lobbying, abortion rights marches, Brexit media campaigns or direct actions of Extinction Rebellion are cases in point. As the use of such strategies is fast growing, an understanding of policy actors’ strategy choices is of great importance. This was the topic of our research in our recent Policy & Politics article.

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Policy & Politics Highlights Collection on Energy Policy – free to access from 1st February – 30 April 2023

Articles featured (free to download):

Advocacy strategies of industry and environmental interest groups in oil and gas policy debates (Jan 2023) Jennifer A. Kagan & Kristin L. Olofsson

Brexit implications for sustainable energy in the UK (May 2022) Caroline Kuzemko, Mathieu Blondeel & Antony Froggatt

The impact of participatory policy formulation on regulatory legitimacy: the case of Great Britain’s Office of Gas and Electricity Markets (Ofgem) (Jun 2022) Elizabeth Blakelock & John Turnpenny.

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Advocacy Coalitions, Power and Policy Change: ‘Powering’ and ‘Puzzling’

It’s difficult to pinpoint exactly what drew me to the Advocacy Coalition Framework (ACF) about a decade ago. Part of it was frustration with the policy process theories I had used to that point. Part of it was the concept of advocacy coalitions, which – intuitively – seemed ubiquitous and important in policy-making. In truth, though, my interest in advocacy coalitions has always been instrumental – a platform on which to build a general understanding of how and why policies change. What drew me most to the ACF was its implicit incorporation of both the “puzzling” and “powering” dimensions of policy-making, to borrow Heclo’s (1974) terms.

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People and beliefs in governance

Alex Osei Kojo

This blog post is based on a research article recently published in the Policy & Politics journal titled “Analysing the stability of advocacy coalitions and policy frames in Ghana’s oil and gas governance.” The article begins on the premise that there are several ways for people to engage in governance. One way is for people to join an association. The other way is to engage in policy debates.

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COVID-19 May Have Increased Support for Social Welfare in the US

Wehde and Crabtree

Wesley Wehde & David Crabtree

Members of the media and the US president. Joe Biden himself, have suggested that Americans’ experience with COVID-19 and federal response policy may have increased support for social welfare. Much to their credit, our recent scholarly research into this question which has just been published in our article for Policy & Politics found evidence that this may be the case.

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