Policy & Politics Highlights collection on policy process theories

by Sarah Brown and Allegra Fullerton

This quarter’s highlights collection showcases 3 recent articles on policy process theories that make important contributions to this area of policy research and theory development.

In our first article, ‘Organisation, information processing, and policy change in US federal bureaucracies , authors Samuel Workman et al examine policy change in the US federal bureaucracy. They build on Punctuated Equilibrium Theory’s premise that institutional friction and limited attention are prime influences on policy change, and they introduce a new approach for measuring and modelling these dynamics. This new approach incorporates the centralisation of information, decision-making, and the complexity of the policy, into the architecture of different organisations. Specifically, it measures how different sized organisations delegate federally regulated agenda items across the US federal bureaucracy from 2008-2016.  

Their findings suggest that larger bureaucracies may handle change and problem definitions more easily than smaller organisations. These bureaucracies are not forced to shift attention to each new problem. This is because being part of a department provides more capacity to handle various problems as they emerge onto the agenda. Additionally, the division of attention within these structures allows for a broader range of strengths and expertise to tackle problems better. These findings challenge the typical view that smaller, nimble organisations manage change better.

Our second article, by Johanna Kuenzler and co-authors, considers how the Narrative Policy Framework (NPF) helps in understanding how policy narratives impact public policy processes. It offers a systematic analysis of the historical development of NPF research,  examining the use of the NPF’s theoretical elements over five time periods. The article provides insight into the foundation of NPF, highlighting the influence of positivist and interpretivist approaches throughout its development. 

Figure: Number of published articles according to historical stages of the development of the NPF

As illustrated in the figure above, the article highlights the unique contributions of key NPF publications across each of the time periods of its development.  The findings indicate a consistent focus on the core theoretical components and methodological innovations, demonstrating the framework’s robustness.

Finally, the article suggests avenues to further develop the framework, drawing from past lessons such as the introduction of the beneficiary character, and proposes further investigation of character and narrative dynamics. It also encourages additional work to bridge positivist and interpretive approaches and outlines the strengths of each. In summary, the article is a welcome contribution and has much to offer to both those who are fluent and new to the NPF.

Our final article in this collection provides another systematic review but this time of the Multiple Streams Framework in the context of policy processes in China. Its central research question asks ‘why do policymakers address some societal issues but not others?’

For decades, the authors explain, public policy researchers have tried to answer this question by using the policy theory called the Multiple Streams Framework (MSF) which was originally developed to understand policymaking in the USA.  Taking an overview of 178 studies that use the MSF to analyse policymaking and implementation in China, the authors found that scholars have increasingly used the MSF to examine how policies are made and implemented in China, as illustrated in the figure below.  

Figure: China-focused MSF articles (N = 178) published per year. 

Since the appearance of the first article that used the MSF to analyse policymaking in China (Zhou & Yan, 2005), almost two hundred journal articles have used the framework to identify the driving forces behind policymaking and policy implementation (or the lack thereof) in China. Based on the authors’ analysis of these studies, they offer important guiding principles for those who would like to use the MSF to analyse policy processes in China.  

To conclude, the article identifies a range of under-examined areas for future policy research, such as banking, finance, energy, and health. In addition, more comparative studies are needed that help identify how policy processes in China are different from that in other political systems. The authors hope this article will help to inspire more studies that use the multiple streams framework to deepen our understanding of policymaking and implementation in China.  

We hope you’ve enjoyed this quarter’s collection of articles focusing on a range of perspectives on different policy process theories. We wish you a relaxing break and look forward to bringing you more of the latest research from Policy & Politics in 2025!

You can read the original research in  Policy & Politics  at:

Kuenzler, J., Stauffer, B., Schlaufer, C., Song, G., Smith-Walter, A., & Jones, M. D. (2024). A systematic review of the Narrative Policy Framework: a future research agenda. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000046

van den Dool, A., & Qiu, T. (2024). Policy processes in China: a systematic review of the multiple streams framework. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000038

Workman, S., Robinson, S. E., & Bark, T. (2024). Organisation, information processing, and policy change in US federal bureaucracies. Policy & Politics52(2), 278-297 https://doi.org/10.1332/03055736Y2023D000000013

Latest Policy Process research from Policy & Politics free to access

As proud co-sponsors of the Conference on Policy Process Research 2024, we bring you our latest policy process research, free to access for the conference period from 15-17 May. 

Please look out for members of our team attending COPPR! 


Happy reading! 

Organisation, information processing, and policy change in US federal bureaucracies 
Authors: Samuel Workman, Scott E. Robinson, and Tracey Bark 

Identifying proactive and reactive policy entrepreneurs in collaborative networks in flood risk management 
Authors: Per Becker, Jörgen Sparf, and Evangelia Petridou 

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Virtual issue on Asian scholarship published recently in Policy & Politics

Sarah Brown & Elizabeth Koebele

Sarah and Elizabeth

Welcome to our virtual issue featuring scholarship on Asia published in Policy & Politics in the last two years. We have a strong body of work surfacing a range of policy issues in the region with wider relevance as well and look forward to receiving similar submissions in the future!

As part of our focus on Asia, Policy & Politics is proud to be an official partner of the Annual Conference of the Asian Association for Public Administration (APPA 2022) in Shanghai, China on 3-4 December 2022. If you are presenting your work there, please consider submitting your final paper to Policy & Politics.

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Analysis of the dynamics of international food regulation in China

May ChuMay Chu

Political scientists have been debating the question of whether global factors promote convergence, divergence or stability in regulatory policies and outcomes. In the age of a hyper-connected world, it is natural to conjecture that, for food safety regulations, countries would adopt international regulation and regulatory practices, in order to promote trade and expand income sources.

However, the debate risks over-simplification if the discussion stops at this point. National interests are multifaceted, meaning that government agencies cannot be guided by one set of interests only. The developmental needs of various sectors cannot be tackled by one approach. To build on existing theories of regulation, I explore the dynamics of China’s food safety regulation in practice, which has implications for this widely debated question. Continue reading

Should regulators engage consumers in decision-making? Lessons from UK water regulation

Eva Heims and Martin LodgeEva Heims and Martin Lodge

The idea of ‘consumer engagement’ has become a central theme in UK economic regulation. Regulators are demanding it, regulated companies are claiming to be pursuing it – but nobody quite knows what ‘it’ (i.e. consumer engagement’) might actually represent. So what does research on consumer engagement tell us?

In our recent Policy & Politics article on Customer Engagement in UK water regulation, we argue that the idea of consumer representation in UK utility regulation is, of course, not particularly new. The ‘old’ age of publicly owned utilities was characterised by a range of consumer representative bodies. While some managed to survive into the age of privatisation, the key emphasis has been on relying on regulatory bodies themselves to play a consumer representation function since the 2000s. But since the late noughties, putting the consumer at the heart of regulation has become a central theme in UK utility regulation and water regulators in the UK have recently experimented with different mechanisms of customer engagement. Continue reading

Electricity Market Reform: so what’s new?

David Baker and David Toke
Keith Baker and David Toke

by Keith Baker and David Toke

In 2013, Britain’s electricity markets were reorganized through Electricity Market Reform (EMR). The programme of EMR sought to prioritise the public goods of energy security and climate change mitigation. This marked a shift away from free markets towards a greater role for state direction in the energy market.

In our Policy & Politics article entitled Electricity Market Reform: so what’s new? we use grid group cultural theory to explain changes in the regulatory regime under EMR. Cultural theory claims that regulatory actions result from more cultural biases: individualism, hierarchy, egalitarianism and fatalism. Individualists privilege free markets, hierarchs privilege expert and government authority, egalitarians emphasise equity, the environment and community lead decision-making and fatalists are resigned to carious fate. We claim that EMR represents an incomplete shift from ‘individualist’ to ‘hierarchical’ approaches to the regulation of the British energy market.

We argue that conflicts between the different frames explain the institutional design of EMR. Whilst the egalitarian bias is implicit in the drive for decarbonisation and support for renewables, a hierarchical bias and panic Continue reading

‘Did you hear the one about the immigrant barman?’ The role of legal status and legal insecurity in immigrant occupational attainment in Europe

Owen Corrigan
Owen Corrigan

Owen Corrigan, Trinity College Dublin, introduces his article ‘Conditionality of legal status and immigrant occupational attainment in western Europe‘. It is now available on Policy & Politics fast track.

Why is that immigrant barman fresh from architecture school designing only shamrocks on the head of your Guinness? Or that cleaning lady with perfect English and the degree in literature, why is she cleaning the blackboard at your kids’ school and not teaching at it? Traditional accounts of immigrant success, or otherwise, in the labour market highlight a number of important, even obvious, factors at play in outcomes such as these: grasp of the language, level of education, time in the country, and networks of contacts all matter.

Not all migrants hold low level jobs of course: 28% of third-country nationals in the UK in 2006 were employed in ‘prestige’ occupations. However Continue reading

The paradox of security regulation: public protection versus normative legitimation

Adam White
Adam White

Adam White, University of York, discusses his article, written with Martin Smith – The paradox of security regulation: public protection versus normative legitimation – available in issue 42.3 of Policy & Politics.

The UK private security industry has been playing an interesting and tricky hand of late. On one side, the Coalition government has presented it with huge opportunities for growth by simultaneously slashing police budgets and promoting outsourcing. On the other side, it has been prevented from taking full advantage of these opportunities because of its rather shady reputation – a problem intensified by recent high profile scandals, from the 2012 Olympics security debacle to overcharging the Home Office on electronic tagging contacts. 

One central way in which the industry has been playing this hand has been to throw down the regulation card. The industry has been using statutory regulation to cover itself in the reassuring images and symbols of the state, thereby cleaning up its shady image to a certain degree and putting itself in the position of being able to take full advantage of any opportunities coming its way.

In this article, we call this ‘normative legitimation’: the process through which the private security industry seeks to legitimate its activities to sceptical citizen-consumers by appealing to the state-centric norms which permeate the domestic security sector. We argue that this process creates an unusual and interesting regulatory politics. The more the state introduces regulation to protect the public from the industry, the more the state (consciously and unconsciously) legitimates the industry and allows it to come into further contact with the public.

After a brief tour through the history of liberal discourse and politics (where security becomes connected to the state), the article turns to the paradox of security regulation in postwar Britain. This article (we hope) will appeal to anyone interested in how the private security industry is positioning itself within today’s rapidly changing security landscape.

The paradox of security regulation: public protection versus normative legitimation is available on Ingenta.