Analysing the contextual factors that promote and constrain policy learning in local government

Kristin Taylor, Nathan Jeschke & Stephanie Zarb

authors 2

In spite of the best efforts of government, sometimes policies do not work as designed. As scholars of the policy process and citizens in a representative democracy, our normative expectation is that government should learn when policies do not work to improve outcomes for communities. This is especially true in the wake of a natural disaster. Disasters can serve as an opportunity for governments to engage in policy learning by updating beliefs about policies and learning lessons about policy tools, instruments, and politics. Often, disasters can reveal physical and social vulnerabilities and gaps in preparedness that unevenly distribute the risk of damage within a community. In our recent article in Policy & Politics , we investigate which conditions constrain or promote policy learning. Understanding these conditions is of critical importance in gaining a better understanding of why some governments learn to improve policies after a disaster and some do not.

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Updating your course reading lists? Check out our essential reading recommendations for Public Policy, Politics and Social Policy from Policy & Politics

All articles featured in this blog post are free to access until 31 October 2021

KoebeleIntroducing Elizabeth Koebele: our new Digital Associate Editor for Policy & Politics, and Assistant Professor in the Department of Political Science, University of Nevada, Reno.

I am thrilled to have begun serving as Digital Associate Editor for Policy & Politics in January 2021. I have spent the last few months taking over this position from my colleague, Oscar Berglund, who now serves as one of the journal’s co-editors. As many of us are beginning to plan for our policy and politics-focused courses next semester, I figured what better way to celebrate joining the P&P team than to share with you some of my favorite Policy & Politics articles that make a great fit on a variety of syllabi? I hope this saves you time and effort in mining our recent articles, while also ensuring your course materials reflect the latest research from the frontiers of the discipline.

My initial suggestions are structured around two general topics that I hope many of you find yourself teaching or studying: one focused on knowledge, and one focused on actors/influence. I’m also sharing my top picks for readings on an increasingly popular policy topic: policy diffusion/transfer. In each case, I’ve recommended three articles that represent some of the most significant research we’ve published recently. Please let me know what you think when you’re compiling your reading lists for the start of the academic year. I’d value your feedback and suggestions for future topics to cover! Continue reading

Virtual issue on Central-local relations

Sarah_Brown_credit_Evelyn_Sturdy
Image credit: Evelyn Sturdy at Unsplash

Sarah Brown
Journal Manager, Policy & Politics

In our second virtual issue of 2021, we focus on central-local relations and feature some of the latest research on that topic from a range of different perspectives and three quite different political systems. Against a backdrop of austerity coupled with an imminent global recession resulting from the pandemic, the politics of central-local relations and their impact on policy are, we believe, even more topical than ever. So we hope that you enjoy this short collection featuring some of our most recent scholarship on this theme. Continue reading

What happens when policymakers limit increases in property taxes?

Yarram et alSubba Reddy Yarram, Brian Dollery and Carolyn Tran

In our recent article in Policy & Politics,  we examine the impact of a ‘cap’ on property taxes in the local government system of the Australian state of Victoria. ‘Fair Go rate capping’ was introduced in Victoria from 1 July 2016. Prior to this, general rates charged by local councils in Victoria had grown by an annual average of 6% over a 10 year period. Under the Fair Go policy, the Minister for Local Government sets a maximum permissible rate increase on the advice of the Victorian Essential Services Commission. The actual rates cap was set at 2% for 2016-17 and 2.5% for 2017-18 based on the forecast Consumer Price Index.

In principle, the rate caps limit the ability of local councils to raise revenue required to fund their ongoing operations, often in the hope that this will stimulate increased operational efficiency. In our article, we empirically investigated two main questions: What were the short-term impacts of the Fair Go rate capping on different types of municipal expenditure? Did Fair Go rate capping have a differential impact on the different categories of Victorian local councils? Analysis of these questions can shed light how best to frame local government policy tailored to accommodate different categories of local council facing different expenditure constraints. Continue reading

SPECIAL ISSUE BLOG SERIES: Blog 2 – Behavioural insights into what motivates public employees on the front line to respond to reforms championed by elected politicians

Special issue blog series on advancing our understanding of the politics behind nudge and the ‘behavioural insights’ trend in public policy.

Don leeDon Lee 

My recent article in Policy & Politics investigates how bureaucrats on the front line make policy implementation decisions. Political leaders and lawmakers tend to assume that street-level bureaucrats will follow their direction and implement polices as they devised. However, front line workers, in fact, have room to interpret the policies in the implementation process. To understand what important factors influence street-level bureaucrats’ implementation decisions, my article examines two central elements in policy implementation: 1) whether street-level bureaucrats’ policy orientation is congruent with that of elected politicians and 2) to what extent street-level bureaucrats have discretion in implementing policies. Continue reading

Local Government by Lottery?

joseph drew p&P blogJoseph Drew

One constantly hears the slogan that local government is closest to the people and thus serves the people best.

But is it really close to the people and which people does it serve?

When did you last attend a council meeting? When did you last feel that you had a direct voice in a local government decision that affects your life? Do you know the name of your Councillor? Did your Mayor keep their election promise – did you even know what the promise was?

The truth of the matter is that most of us will answer negatively to all of these questions. That’s probably why most of us grumble about ‘crazy’ local government decisions but stand impotently by as the same group of Councillors are returned at the elections every few years.   Continue reading

Winners and losers in George Osborne’s spending review

by Peter Taylor-Gooby, Professor of Social Policy, University of Kent. This article was originally published on The Conversation

George Osborne
George Osborne

George Osborne always plays the role of the smiling conjurer who pulls the rabbit out of the hat and steals the scene with aplomb. In his 2015 spending review and autumn statement, the surprise announcement was that cuts to tax credit will not be as stringent as expected – although housing benefit claimers are the losers. Concealed within the chancellor’s hat are cuts of more than 50% in grants to local government and tense optimism about the growth, employment and pay forecasts on which everything depends.

The chart below gives the main winners and losers in the spending review over the period up to 2019-20. Cuts are legion. The winners are the big players – the NHS and pensions – both accounting for about a fifth of total spending – which receive real increases of 3 to 4%.

https://datawrapper.dwcdn.net/X00ta/1/

Pensioners will benefit from the transition to the new flat-rate pension from next April onwards, increasing spending in this area by some 4%.

International development has a 21% increase, although some of the new money will be spent to aid security objectives and some in the UK on Syrian refugees. The new Single Intelligence Account for the security Continue reading

Local associational life and attitudes towards local government

Jacob Aars and Dag Arne Christensen
Jacob Aars and Dag Arne Christensen

Jacob Aars and Dag Arne Christensen discuss their recent paper in Policy & Politics, which is free to download in September 2014. 

The role of voluntary associations in promoting political capacities and involvement has received a great deal of attention over the last 15-20 years. Extra-parliamentary organizations are assumed to produce a number of positive effects not only for individual members, but also for neighborhoods and local communities at large. They are thought to perform a social role, as the fabric that contributes to uniting society. In turn, associations are supposed to play a political role in fostering citizens’ capacities for taking part in collective action. Continue reading

How do you measure public confidence in public services?

Richard Cowell and James Downe
Richard Cowell and James Downe

Richard Cowell and James Downe from Cardiff University discuss their article on the intricacies of measuring public confidence in public services. ‘Public confidence and public services: it matters what you measure’ (Policy and Politics 40(1)) is available free on Ingenta until 31 March 2014.

The belief that the public should have confidence in their public institutions is an enduring societal concern, yet as an outcome it seems increasingly elusive. One survey after another suggests continual public disaffection with politicians and politics. While governments across the political spectrum express concern about declining levels of confidence in our public institutions, and lay claim to actions to address it, they seem to be having little impact.

Our paper focuses on one of the most intuitive mechanisms by which governments might lift public confidence – by improving public services. Here we find a puzzle that official measures such as statutory performance indicators, inspection reports and user satisfaction surveys showed steady improvement in public services between 2001 and 2008 but, counter-intuitively, levels of public confidence declined.

Our argument was that if this elusive relationship between public services and public confidence was ever going to reveal itself, then the issue of measurement itself needed careful scrutiny i.e. does it matter what you measure? One immediate problem is that the public have a fragmentary knowledge of government services. Moreover, there are multiple and competing ways of measuring the quality of services – such as efficiency and value for money, or accessibility and quality – not all appreciated equally by all sections of society. The same fuzziness clouds concepts of confidence and trust. Confidence in public institutions may be based on evidence from using public services or on the sense of emotional attachment one feels towards the service provider. Public perceptions about services also come entangled in wider concerns about the honesty and responsiveness of public institutions, both of staff and the politicians to whom they are accountable.

Our approach used the (then) burgeoning piles of data about local government and its services to test statistically the performance-public confidence link. Some of the measures came from our own survey of local government managers, of whom we asked (i) the extent to which they thought services provided by their local council had improved and (ii) whether they believed that local people had a high level of confidence in their authority. Other measures came from external assessments of changes in performance and public confidence for each local authority.

Our analysis confirmed the paradoxical tendency observed at national level, in that improved local services was associated with declining public satisfaction with the way that councils run things. We also found that local managers – perhaps wisely – tended not to rely solely on official measures of service performance to judge how their council is doing, as the wider set of measures that managers used exhibited a slightly stronger and positive relationship with public confidence. From this we concluded that the idea of a relationship between service quality and public confidence should not be abandoned, but that the measures needed further thought.

Our analysis was conducted between 2008 and 2009, and the storms that have since blown across the UK and other democratic states give strong reason for an intensified focus on the public services/public confidence nexus.

Deep cuts in public spending have unfolded simultaneously with marked shifts in government priorities and new political narratives. For governments, being seen to be in control of public finances is now presented as a key determinant of public confidence, with efficiency suddenly pre-eminent among the basket of measures by which ‘performance’ might be measured. The May 2010 Conservative-Liberal Democrat coalition government has sought to manage tensions between budget cuts and service quality through ‘the big society’ and ‘localism’, with the expectation that local communities can become more responsible for service provision (and less likely to place responsibility for any shortcomings on national government). It matters, we would argue, that researchers can trace these shifting policy theories and their outcomes.

We suggested developing multiple indicators alongside in-depth qualitative research to try and unpack what determines levels of public confidence. It is disappointing therefore that the coalition government also cut much of the data-gathering machinery that our research had utilised. Organisations with a keen interest in policy impact, such as the Audit Commission and the Standards Board for England, have been axed. The biennial Citizenship Survey, which gathered information on public participation activities and trust in government has been stopped as well as the regular survey of attitudes to standards in public life.

As our paper has shown, studying the relationship between service performance and public confidence is rarely likely to generate unambiguous good news, yet it matters for informed policy discussion that some measurements are made.

Public confidence and public services: it matters what you measure’ (Policy and Politics 40(1)) is available free on Ingenta until 31 March 2014.