Policy & Politics Highlights collection on policy process theories

by Sarah Brown and Allegra Fullerton

This quarter’s highlights collection showcases 3 recent articles on policy process theories that make important contributions to this area of policy research and theory development.

In our first article, ‘Organisation, information processing, and policy change in US federal bureaucracies , authors Samuel Workman et al examine policy change in the US federal bureaucracy. They build on Punctuated Equilibrium Theory’s premise that institutional friction and limited attention are prime influences on policy change, and they introduce a new approach for measuring and modelling these dynamics. This new approach incorporates the centralisation of information, decision-making, and the complexity of the policy, into the architecture of different organisations. Specifically, it measures how different sized organisations delegate federally regulated agenda items across the US federal bureaucracy from 2008-2016.  

Their findings suggest that larger bureaucracies may handle change and problem definitions more easily than smaller organisations. These bureaucracies are not forced to shift attention to each new problem. This is because being part of a department provides more capacity to handle various problems as they emerge onto the agenda. Additionally, the division of attention within these structures allows for a broader range of strengths and expertise to tackle problems better. These findings challenge the typical view that smaller, nimble organisations manage change better.

Our second article, by Johanna Kuenzler and co-authors, considers how the Narrative Policy Framework (NPF) helps in understanding how policy narratives impact public policy processes. It offers a systematic analysis of the historical development of NPF research,  examining the use of the NPF’s theoretical elements over five time periods. The article provides insight into the foundation of NPF, highlighting the influence of positivist and interpretivist approaches throughout its development. 

Figure: Number of published articles according to historical stages of the development of the NPF

As illustrated in the figure above, the article highlights the unique contributions of key NPF publications across each of the time periods of its development.  The findings indicate a consistent focus on the core theoretical components and methodological innovations, demonstrating the framework’s robustness.

Finally, the article suggests avenues to further develop the framework, drawing from past lessons such as the introduction of the beneficiary character, and proposes further investigation of character and narrative dynamics. It also encourages additional work to bridge positivist and interpretive approaches and outlines the strengths of each. In summary, the article is a welcome contribution and has much to offer to both those who are fluent and new to the NPF.

Our final article in this collection provides another systematic review but this time of the Multiple Streams Framework in the context of policy processes in China. Its central research question asks ‘why do policymakers address some societal issues but not others?’

For decades, the authors explain, public policy researchers have tried to answer this question by using the policy theory called the Multiple Streams Framework (MSF) which was originally developed to understand policymaking in the USA.  Taking an overview of 178 studies that use the MSF to analyse policymaking and implementation in China, the authors found that scholars have increasingly used the MSF to examine how policies are made and implemented in China, as illustrated in the figure below.  

Figure: China-focused MSF articles (N = 178) published per year. 

Since the appearance of the first article that used the MSF to analyse policymaking in China (Zhou & Yan, 2005), almost two hundred journal articles have used the framework to identify the driving forces behind policymaking and policy implementation (or the lack thereof) in China. Based on the authors’ analysis of these studies, they offer important guiding principles for those who would like to use the MSF to analyse policy processes in China.  

To conclude, the article identifies a range of under-examined areas for future policy research, such as banking, finance, energy, and health. In addition, more comparative studies are needed that help identify how policy processes in China are different from that in other political systems. The authors hope this article will help to inspire more studies that use the multiple streams framework to deepen our understanding of policymaking and implementation in China.  

We hope you’ve enjoyed this quarter’s collection of articles focusing on a range of perspectives on different policy process theories. We wish you a relaxing break and look forward to bringing you more of the latest research from Policy & Politics in 2025!

You can read the original research in  Policy & Politics  at:

Kuenzler, J., Stauffer, B., Schlaufer, C., Song, G., Smith-Walter, A., & Jones, M. D. (2024). A systematic review of the Narrative Policy Framework: a future research agenda. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000046

van den Dool, A., & Qiu, T. (2024). Policy processes in China: a systematic review of the multiple streams framework. Policy & Politics (published online ahead of print 2024) https://doi.org/10.1332/03055736Y2024D000000038

Workman, S., Robinson, S. E., & Bark, T. (2024). Organisation, information processing, and policy change in US federal bureaucracies. Policy & Politics52(2), 278-297 https://doi.org/10.1332/03055736Y2023D000000013

Policy processes in China: A systematic review of the Multiple Streams Framework

by Annemieke van den Dool & Tianlei Qiu, Duke Kunshan University 


Why do policymakers address some societal issues but not others?  

For decades, public policy researchers have tried to answer this question by using the so-called multiple streams framework (MSF). This framework was originally developed to understand policymaking in the USA.  

In our recent Policy & Politics article, we provide an overview of 178 studies that use the MSF to analyse policymaking and implementation in China.  

We found that scholars increasingly use this framework to examine how policies are made and implemented in China, which is illustrated by the Figure below.  

Figure 1: China-focused MSF articles (N = 178) published per year. 

The first article that used the MSF to analyse policymaking in China was written by Chao Zhou & Xueyong Yan and published in 2005. They used the framework to identify the driving forces behind China’s State Council’s abolishment of the Custody and Repatriation Measures in 2003, following the domestically well-known case of Sun Zhigang, a migrant worker who was beaten to death after being arrested for failure to show his ID. In their 2005 article, Zhou and Yan show that the Custody and Repatriation Measures had been criticised by academics and some government officials for several years. Yet, it was not until the death of Sun Zhigang that the measures were finally abolished. Important factors that contributed to the abolishment was sustained news attention about Sun Zhigang’s death, which was amplified through online platforms. In addition, law students and legal scholars filed multiple petitions to request an assessment of the extent to which the Custody and Repatriation Measures were consistent with the Constitution.  

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Policy responsiveness and its administrative organisation in China 

by Yao Liu, Eduardo Araral, Jiannan Wu


Do policy makers in China care about public opinion? Our recent article published in Policy & Politics demonstrates that Chinese governments effectively address public demands, especially on environmental issues, using online petition data and fiscal expenditure records. 

We focused on a relatively new channel for assessing public opinion, namely online petitioning via official platforms. These represent a new tool for public expression, distinct from more traditional institutionalized and non-institutionalized channels. On the one hand, compared to traditional petitioning, they provide greater accessibility. As long as there is internet access, members of the public can easily leave online messages. On the other hand, compared to public opinion expressed on social media, online petitioning is subject to specific regulations and demonstrate a certain level of official moderation, rather than relying solely on unmoderated input from the public.  

Response agencies, the department within local government responsible for collecting and responding to these public opinions, bridge the gap between the public and policy makers and act as a “transit point” to help organise the process of converting public opinion into policy action. Using a theoretical framework that analysed the roles of different response agencies in converting public opinion into policy action, we focussed on two dimensions: political authority and interest homogeneity. Specifically, policy responsiveness improves significantly when government response agencies demonstrate a high level of political authority and share homogeneous interests with citizens. 

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Virtual issue on Asian scholarship published recently in Policy & Politics

Sarah Brown & Elizabeth Koebele

Sarah and Elizabeth

Welcome to our virtual issue featuring scholarship on Asia published in Policy & Politics in the last two years. We have a strong body of work surfacing a range of policy issues in the region with wider relevance as well and look forward to receiving similar submissions in the future!

As part of our focus on Asia, Policy & Politics is proud to be an official partner of the Annual Conference of the Asian Association for Public Administration (APPA 2022) in Shanghai, China on 3-4 December 2022. If you are presenting your work there, please consider submitting your final paper to Policy & Politics.

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Updating your course reading lists? Check out our essential reading recommendations for teaching Public Participation, Gender and the Policy Process, and Policy Innovation from Policy & Politics

Elizabeth SarahElizabeth Koebele with Sarah Brown

Are you planning a new policy or politics-focused course? Or maybe you’re updating your existing syllabi with some of the newest research on policy and politics? We’re here to help! In this blog, we provide recommendations for new Policy & Politics articles (as well as a few older favorites) that make excellent contributions to syllabi for a diversity of courses. We hope this saves you time and effort in mining our recent articles while also ensuring your course materials reflect the latest research from the frontiers of the discipline. Continue reading

The dynamic role of governments in adopting policy innovations in China

Huang & WiebrechtBiao Huang and Felix Wiebrecht

Policy innovations and experiments have been considered a cornerstone of China’s economic rise in the past decades. However, the adoption of innovations by local governments is not always mandated by the central government, as one may expect in the case of a strong, centralised, and authoritarian state like China. Instead, higher-level governments often take a laissez-faire approach and merely sponsor some innovations without actively getting involved in the process of adoption. In our recent article in Policy & Politics, we aim to answer the question of why higher-level governments intervene proactively in local innovations in some cases but only offer their backing in others. Continue reading

Virtual issue on Central-local relations

Sarah_Brown_credit_Evelyn_Sturdy
Image credit: Evelyn Sturdy at Unsplash

Sarah Brown
Journal Manager, Policy & Politics

In our second virtual issue of 2021, we focus on central-local relations and feature some of the latest research on that topic from a range of different perspectives and three quite different political systems. Against a backdrop of austerity coupled with an imminent global recession resulting from the pandemic, the politics of central-local relations and their impact on policy are, we believe, even more topical than ever. So we hope that you enjoy this short collection featuring some of our most recent scholarship on this theme. Continue reading

Analysis of the dynamics of international food regulation in China

May ChuMay Chu

Political scientists have been debating the question of whether global factors promote convergence, divergence or stability in regulatory policies and outcomes. In the age of a hyper-connected world, it is natural to conjecture that, for food safety regulations, countries would adopt international regulation and regulatory practices, in order to promote trade and expand income sources.

However, the debate risks over-simplification if the discussion stops at this point. National interests are multifaceted, meaning that government agencies cannot be guided by one set of interests only. The developmental needs of various sectors cannot be tackled by one approach. To build on existing theories of regulation, I explore the dynamics of China’s food safety regulation in practice, which has implications for this widely debated question. Continue reading

Do contract characteristics impact on private investment in public-private partnerships? Evidence from China

Wang etalHuanming Wang, Bin Chen, Wei Xiong and Guangdong Wu

Over the past three decades, many developed and developing countries have witnessed the increasing provision of public goods and services through private firms. With the New Public Management movement, state monopolies in many infrastructure sectors have been relaxed and privatization has been utilized as an alternative way of delivering public services. Private-capital investment has been allowed to build, operate and maintain components of the infrastructure through various types of cooperation between the public and private sectors. As a result, public-private partnerships (PPPs) have become a prominent part of the local government landscape. Advocates have emphasized the advantages of private investment in PPP infrastructure projects: enhanced efficiency, cost savings, improved effectiveness, better quality of services, and reduced government overheads.

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Pathways of local budgetary reform in the People’s Republic of China

Xiaojun Yan and Ge Xin
Xiaojun Yan and Ge Xin

Xiaojun Yan and Ge Xin from the University of Hong Kong, discuss civic engagement in non-democratic states – the theme of their article now available on fast-track.

Democracies are built on civic participation; their governance depends upon the active engagement of citizens in the political processes that allow them to thrive. Indeed, generations of political scientists have studied the dynamic patterns of civic participation in democratic societies. Unfortunately, there is much less understanding of the process and substance of civic engagement in non-democratic states. This gap must be addressed, especially considering the rise in international influence and the endurance of the authoritarian regime in the People’s Republic of China (PRC). Continue reading